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SEC Compliance, SEC Filing, Interim CFO Services

SEC Compliance

If your company requires assistance with SEC filings, CFOexec offers a range of services including:

  • Drafting of the most common forms filed: 8‑K, 10‑Q, 10‑K, and S‑1 or S‑3 registration statements
  • Assisting management teams in resolving comment letters received from the SEC
  • Restating financial statements when necessary

Project Highlights

  • Led the accounting department of a newly-public software‑as‑a‑service (SaaS) company through its first audit and filing of Form 10‑K.
  • Assisted a public company in bankruptcy in meeting enhanced SEC filing requirements.
  • After completing a reverse merger into a public shell, prepared all filings for the SEC resulting from the acquisition of four operating companies. Filings consisted of Forms 8‑K, which disclosed pro forma financial statements for each acquisition. Such work also required allocation of intangible assets acquired per FASB Statement 142.